Posts Tagged “SEC”
Does the Revolving Door Affect the SEC’s Enforcement Outcomes?
by Wall Street Job Report on February 11, 2013
White paper by the The American Accounting Association researching the question of ”Does the Revolving Door Affect the SEC’s Enforcement Outcomes?” We provide empirical evidence on the consequences of the “revolving door” phenomenon at the SEC. If future job opportunities make SEC (…)
SEC Cancels Vote on Money-Fund Curbs and other Top Stories on The Street for August 24, 2012
by Kyle Colona on August 24, 2012
SEC Cancels Vote on Money-Fund Curbs SEC head honcho Mary Schapiro called off a vote on new rules for the money-market-fund business. According to Market Watch, the vote was cancelled after Ms. Schapiro apparently lost a key swing vote she (…)
SEC Set to Hand Out up to $452M to Whistleblowers
by Wall Street Job Report on July 9, 2012
The Securities and Exchange Commission has amassed a $452 million pot of cash to be paid out to fraud busters across the country, according to a recent report.
Check Out Phil Falcone’s Breathtaking St. Barts Estate Mentioned In The SEC Complaint Against Him
by Wall Street Job Report on July 5, 2012
Last week, the Securities and Exchange Commission filed a fraud suit against hedge fund billionaire Phil Falcone and his Harbinger Capital Partners.
SEC Is Going After Hedge Fund Billionaire Phil Falcone
by Wall Street Job Report on June 26, 2012
Philip Falcone, the embattled hedge fund billionaire who runs Harbinger Capital, will soon be battling a Securities & Exchange Commission lawsuit, according to a Bloomberg News report. The SEC will go after Falcone with claims he improperly took loans from his (…)
